Human Research Ethics Applications
All human research must comply with the following NHMRC Guidelines & Statements:
- Ìý
- NHMRC guidelines underÌýÌýandÌýÌýof theÌýPrivacy Act 1988
University staff and students must be aware of and adhere to the following guidelines in the practice of their research:
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What is human research?
Human research is research conducted with or about people, or their data or tissue. It can be broadly understood to include:
- taking part in surveys, interviews or focus groups;
- undergoing psychological, physiological or medical testing or treatment;
- being observed by researchers;
- having access to their person documents or other materials
- the collection and use of participants' body organs, tissues, fluids or exhaled breath; and
- access to their information as part of an existing published or unpublished source or database.Ìý
However, other research activity with humans as participants may come within theÌýHuman Research Ethics Committee's (HREC)Ìýarea.
Guidance on the definitions of 'research' and 'what is human research?' is contained in theÌýÌý[pp. 6-8].
Research investigations of doubtful status should be referred to the HREC for consideration.
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Aboriginal & Torres Strait Islander Peoples
Proposals to conduct research involving Aboriginal and Torres Strait Islander Peoples or communities need to be submitted to the University’s Human Research Ethics Committee.
Applications
Research related to Aboriginal health and wellbeing
If your research is directly related to the health and wellbeing of Aboriginal Peoples in South Australia, you will be required to first obtain ethics approval by the Aboriginal Health Research Ethics Committee (AHREC), a subcommittee of the Aboriginal Health Council of South Australia Limited (AHCSA). Once ethics approval from AHREC is obtained, you can submit your application to the University's Human Research Ethics Committee (HREC). Please note that HREC may have additional requirements or specific questions to address.
- Visit the for further guidance
- Contact the University’s HREC Secretariat to discuss your application
Guidelines
The following guidelines and statements are designed to ensure the ethical design and conduct of research involving Aboriginal and Torres Strait Islander Peoples.
Australian Institute of Aboriginal and Torres Strait Islander Studies (AIATSIS)
In OctoberÌý2020 AIATSIS published theÌýCode of Ethics for Aboriginal and Torres Strait Islander Research. This document supersedes and replaces theÌýGuidelines for Ethical Research in Australian Indigenous StudiesÌý(GERAIS). All references to GERAIS in Australian research codes and guidance should be taken to refer to the latest AIATSISÌýCode.ÌýAll researchers must ensure that they address the requirements of this Code. Please readÌýthe and the for further information.
National Health and Medical Research Council (NHMRC)
TheÌýÌý(National Statement 2023) consists of a series of guidelines made in accordance with theÌýNational Health and Medical Research Council Act 1992.
The Ethical conduct in research with Aboriginal and Torres Strait Islander Peoples and communities: Guidelines for researchers and stakeholders 2018 provide a set of principles to ensure research is safe, respectful, responsible, high quality and of benefit to Aboriginal and Torres Strait Islander People and communities.Ìý
is aÌýcompanion guideline that provides advice on how these values and principles can be put into practice in research.
Visit theÌýÌýfor further information and resources.
South Australian Aboriginal Health Research Accord
The is a framework of nine key principles designed to guide ethical research involving Aboriginal and Torres Strait Islander communities in South Australia.
Willandra Lakes Region Research
The Willandra Lakes Region World Heritage property, including Mungo National Park, has a rich research history documented in the Willandra Lakes Region World Heritage Research Summary Report 1970-2023.
To ensure ethical and impactful research, the region has developed the Research Code of Practice. This Code outlines the expectations and procedures for conducting research in the region.
Willandra Lakes Region World Heritage Aboriginal Advisory Group, has created the Willandra Lakes Region World Heritage Research Prospectus 2023. This co-designed document outlines key research themes that rightsholders and stakeholders in the region consider most important.
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Research on self
In general, experiments by a researcher on himself or herself will not be approved, as self-experimentation lacks meaningful informed consent in the manner required. However, where the proposed procedure is in no way dangerous or unreasonable, and where objectivity in the observation of results can be maintained, self-experimentation may be approved.
Further information
University staff, students enrolled in the University, and persons in any way associated with or sponsored by the University who are involved in a human research project must ensure that the project has undergone the appropriate level of ethical review before it can commence.
All levels of ethical review are undertaken by the University's Human Research Ethics Committee (HREC). Ethics approval is granted for a period of three years subject to annual progress reporting.
To request anÌýextension of ethics approvalÌýresearchers must provide the HREC Secretariat with the required documentation well prior to the expiry date to allow time for the request to be considered and to ensure there is no lapse in approval.
Determining the level of ethical review
There are 3 levels of ethical review which are determined according to the National Statement on Ethical Conduct in Human Research (2007) and the level of risk to the project's participants:
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Research exempt from HREC review
The exemptions process is currently under review and any queries should be forwarded to hrec@adelaide.edu.au
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Research eligible for lower risk review
'Lower risk research' describes research which satisfiesÌýbothÌýof the following conditions:
- There is no foreseeable risk of any harm to participants and others; and any foreseeable risk is no more thanÌýdiscomfort.ÌýDiscomfort can include, for example, minor side-effects of medication, the discomfort related to measuring blood pressure, and anxiety induced by an interview.ÌýÌýWhere the risk, even if unlikely, is more serious than discomfort, the project will requireÌýfull review.
- It isÌýnotÌýincluded in the following categories:
- the use without consent of personal information in medical research, or personal health information
- interventions and therapies; including clinical and non-clinical trials and innovations
- human genetics
- human stem cells
- women who are pregnant and the human fetus
- children and young people (with some exceptions)
- people highly dependent on medical care who may be unable to give consent
- people with a cognitive impairment, an intellectual disability, or a mental illnessÌý
- people who may be involved in illegal activities
- Aboriginal and Torres Strait Islander peoples
- people in other countries (with some exceptions)
Lower risk research will be reviewed by a Lower Risk Human Research Ethics Committee (LRHREC). There are three LRHRECs that convene and review lower risk research projects for each Faculty:
- Faculty of Arts, Business, Law and Economics Lower Risk Human Research Ethics Committee (ABLE LRHREC);
- Faculty of Health and Medical Sciences Lower Risk Human Research Ethics Committee (HMS LRHREC); and
- Faculty of Science, Engineering and Technology Lower Risk Human Research Ethics Committee (SET LRHREC).
Applications for lower risk review must be submitted to the HRECÌýaccording to its annual schedule ofÌýmeeting deadlines.
Research timetables should allow for the possibility that a project submitted as a lower risk application may be deemed to involve more than low risk, or to raise other issues, therefore requiring full review. Researchers may be requested to provide additional information.
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Research requiring full review
Research that requires full review, is research which satisfiesÌýanyÌýof the following conditions:
- it involves
- the use without consent of personal information in medical research, or personal health information
- interventions and therapies; including clinical and non-clinical trials and innovations
- human genetics
- human stem cells
- women who are pregnant and the human fetus
- children and young people (with some exceptions)
- people highly dependent on medical care who may be unable to give consent
- people with a cognitive impairment, an intellectual disability, or a mental illness
- people who may be involved in illegal activities
- Aboriginal and Torres Strait Islander peoples
- people in other countries (with some exceptions)
- the level of risk to participants and others is more serious than discomfort i.e.Ìýharm. Harm includes physical, psychological, devaluation of personal worth, social, economic and legal harm
- it involves concealment or deception of any kind. Research where the true purpose, or the collection of data itself, is concealed or where participants are deceived, is not considered ethical unless compelling reasons are given for its use.
Applications for full review must be submitted to the HRECÌýaccording to its annual schedule ofÌýmeeting deadlines.
- it involves
What is risk?
A risk is a potential for harm, discomfort or inconvenience. It involves:
- the likelihood that any harm (or discomfort or inconvenience) will occur; and
- the severity of the harm (or discomfort or inconvenience), including its consequences.
Guidance on different levels of risk, and the differences between 'inconvenience', 'discomfort' and risks that are 'more serious than discomfort' is contained inÌý. Researchers should be familiar with these definitions when considering the level of review required for the research project.
Please note:
- the HREC is not able to give retrospective ethics approval to projects which have already commenced.
- all researchers proposing to conduct surveys with University staff, students or Alumni as participants must also comply with theÌý.This approval process is independent of the HREC.
Further information
- General enquiries:ÌýHREC Secretariat
The HREC will assess the project in accordance with the NHMRC National Statement on Ethical Conduct in Research Involving Humans 2023 andÌýother associated guidelines and legislation, as well as University Policies.
All applications must be accompanied by the documents with which it is intended to gain informed consent of participants,Ìýtypically the Consent Form and the Participant Information Sheet or it will need to be rejected.
All applications must reach the HREC Secretariat by theÌýsubmission deadlineÌýif they are to be included on the Agenda for the subsequent HREC meeting.
The HREC is not able to provide retrospective ethics approval to projects which have already commenced.
Applications for high risk interventional or clinical trial research, other than the taking of blood, are not currently reviewed by the ³ÉÈË´óƬ HREC. Please contact the office at hrec@adelaide.edu.auÌýto discuss the application and appropriate review pathways that we can assist with.
For any research that involves recruiting public hospital patients or staff or accessing hospital data in Australia, approvalÌýfrom the hospital HREC must be obtained first (unless prior approval has been granted by the Hospital Research Office to accept a UniversityÌýof Adelaide HREC Review). Please review the guidance document that lists all the Hospitals involved in the Scheme. If one of your study sites is listed in this Scheme, you will need to submit to their institutional HREC, and once approved, submit a Notification Form to our office.
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Application form
There is one application form covering both low-risk and full HREC review. An application for ethics approval must include the following documentation (see below for further information for each form):
- Application forÌýethics approval
- Participant Information Sheet (see below)
- Online Survey (see below)
- Drugs to be administered form
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Participant information sheets
The HREC requires that all potential research participants must be provided with sufficient information to make an informed decision about participation. In most cases, this should be provided using the University'sÌýParticipant Information Sheet template. The template should be modified to be relevant to the specific participants and the needs of the project; however, applicants that wish to use a different template will need to justify their approach.
Please note the following:
- TheÌýParticipant Information Sheet is a means of clarifying information for participants to help them make informed decisions about their involvement in the research. It must not replace personal communication between the investigator and the potential participant, and does not in itself constitute to participate.
- The sheet must be translated if non-English speaking participants are to be recruited.
- Details in Participant Information Sheets should be tailored to the participant group and the nature of the research activity (e.g. age of participant, cultural sensitivities, English as a first language, etc). Please ensure the information is present in plain language and not complex or technical (year 8 reading level).
- Investigators should ensure that potential participants are given sufficient time to consider the verbal and written information provided, and to discuss it with other people, before being asked to give consent to involvement.Ìý
- contact and independent complaints information is to be given to research participants. This can be via the Participant Information Sheet (see template for the standard paragraph). This information should provide participants with the appropriate contact details for seeking additional information on the project, for raising concern or for making a complaint.Ìý
- Where research is being conducted overseas, it is recommended participants are provided with a local, 'independent' person as a contact for queries or complaints.
- Please refer to the complaints section of this site for further assistance.
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Consent forms
Generally, written consent of participants to be part of a research project is requiredÌýunless it can be justified in accordance with the .
Approval for obtaining the oral consent of participants is given only in special circumstances and this will need to be justified in the ethics application.
In most cases, one of the University's three Consent Form templates should be used. Applicants that wish to use a different template will need to justify their approach.Ìý
There are standardÌýconsent form templates depending on the nature of theÌýresearch and/or the participants involved:
- Consent Form -Ìýfor participants in aÌýnon health/medicalÌýresearch project
- Consent Form - for participants in aÌýhealth/medicalÌýresearch project
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Consent Form - forÌýUniversity students
Where the research involves a person under 18 years, or a person withÌýa cognitive impairment or a disability that may impact on their capacity to consent, or those in dependent relationships or comparable situations, it is also necessary to obtain the informed consent of the parent, legal guardian or authorised third party. There are two third party consent form templates:
- Consent Form -Ìýthird party to participation in non health/medical research
- Consent Form -Ìýthird party to participation in health/medical research
Please note that copies of the Participant Information Sheet and signed Consent Forms must always be provided to participants for their record.
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Surveys
Surveys should include a survey preamble that uses the same content within Participant Information Sheet template (as above) and the Consent Form template (as above). In the case of online surveys, this information should be embedded at the start of the survey with a checkbox or similar that participants can use to indicate consent (as they cannot physically sign the form).
The full survey with the preamble needs submission to the ethics committee with the same information that will be seeb by the participant.
Approved Survey Platforms:
- REDCap: Research Electronic Data Capture - REDCap | Information Technology and Digital Services | ³ÉÈË´óƬ
- Qualtrics: Qualtrics | Information Technology and Digital Services | ³ÉÈË´óƬ
All internal surveys conducted on ³ÉÈË´óƬ staff or students must be submitted to the University's Survey EQ viaÌýsurveys@adelaide.edu.au to outline the purpose of the survey, target population and intended commencement date of the survey. The request can be submitted concurrently to the HREC submission.
For more information see: /learning/quality-assurance/survey-approval#compliance
IP Addresses: Please ensure surveys are not collecting IP addresses as this is considered identifiable information and no longer makes your survey anonymous. If IP address is required to avoid duplication of surveys, that is ok as long as it's made clear in the application that participants are re-identifiable.
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Contacts & independent complaints information
Contacts and independent complaints information is to be given to research participants. This can be through a paragraph in theÌýparticipant information sheetÌý(see template for the standard paragraph). This information should provide participants with the appropriate contact details for seeking additional information on the project, for raising a concern or for making a complaint.
Where research is being conducted overseas, it would be helpful to participants if a local, 'independent' person is also included as a contact for complaints.
Please refer to theÌýcomplaintsÌýsection of this site for further assistance.
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Submission process
- If the project is to be undertaken by a research student, the student's primary or other supervisor at the ³ÉÈË´óƬ is the 'applicant'.
- Applications must be signed by all investigators named.
- The application is to be submitted to the HREC Secretariat as one PDF file (editable, not scanned version of the signed application including all attachments) via email toÌýhrec@adelaide.edu.au.
- All applications must reach the HREC Secretariat by theÌýdeadline date.
- Researchers may be asked to provide additional information during the application review process.
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Extension of ethics approval
Ethics approval is granted for a period of five years subject to annual progress reporting. Applications for an extension of approval should be submitted prior to the expiry date of ethics approval to allow the HREC sufficient time to undertake the ethical review.
To extend existing ethics approval for another five year period, the researcher is required to complete:
- anÌýannual report on project status: providing an update on the current status of the project and
- The HREC Application form template was updated in 2019 to reflect changes made to theÌýNational StatementÌýin 2018. If your approved application uses a pre-2019 template, please submit your extension request using the current template, via copying information across and adding the amendment information (highlighted/tracked). Submit all approved and amended documents as one PDF.
Both forms should be saved separately as PDF documents and emailed to the HREC Secretariat atÌýhrec@adelaide.edu.au.
Extension of ethics approval for HDR students
For projects involving higher degree students, current ethics approval needs to be maintained for the duration of candidature up until submission of their thesis/PhD. An extension of approval should be obtained when the research cannot be completed in the existing ethics approval period.
For students in the writing up stage of their higher degree and no further interactions with participants or data collection activities are planned, please submitÌýonlyÌýthe completedÌýannual report on project statusÌýto the HREC Secretariat who will advise if a new ethics application is also required.
The ³ÉÈË´óƬ has five Human Research Ethics Committees as follows:
- ³ÉÈË´óƬ Human Research Ethics Committee (Higher Risk HREC)
- Faculty of Arts, Business, Law and Economics Lower Risk Human Research Ethics Committee (ABLE LRHREC)
- Faculty of Health and Medical Sciences Lower Risk Human Research Ethics Committee (HMS LRHREC)
- Faculty of Science, Engineering and Technology Lower Risk Human Research Ethics Committee (SET LRHREC)
- School of Psychology Low Risk Subcommittee
Each committee has set meeting dates. Please be aware of these dates when submitting your applications and plan accordingly.
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HREC (Higher Risk)
Chairperson:
Submissions and enquiries to: hrec@adelaide.edu.au
Ìý Ìý Ìý Ìý Ìý Ìý Ìý Ìý Ìý Ìý
Ìý Ìý Ìý Ìý Ìý Ìý Ìý Ìý Ìý Ìý ÌýHuman Research Ethics Committee (HREC) application dates
Submission Date Meeting Date Feedback Date* Monday 08 January 2024 Monday 29 January 2024 Thursday 08 February 2024 Monday 12 February 2024 Monday 04 March 2024 Thursday 14 March 2024 Friday 15 March 2024 Monday 08 April 2024 Thursday 18 April 2024 Monday 22 April 2024 Monday 13 May 2024 Thursday 23 May 2024 Friday 24 May 2024 Monday 17 June 2024 Thursday 27 June 2024 Monday 01 July 2024 Monday 22 July 2024 Thursday 01 August 2024 Monday 05 August 2024 Monday 26 August 2024 Thursday 05 September 2024 Monday 09 September 2024 Monday 30 September 2024 Thursday 10 October 2024 Monday 14 October 2024 Monday 04 November 2024 Thursday 14 November 2024 Monday 18 November 2024 Monday 09 December 2024 Thursday 19 December 2024 Ìý
*Please note that the feedback date provided is for reference purposes only and is subject to change in the event of staff shortages or any other disruptions to office operations. We appreciate your understanding and flexibility in such situations.
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ABLE Lower Risk HREC
Chairperson:
Enquiries to:Ìýhrec@adelaide.edu.au
Submissions to: edward.palmer@adelaide.edu.au
Ìý
Ìý Ìý Ìý Ìý Ìý Ìý Ìý ÌýABLE Lower Risk Human Research Ethics Committee application dates 2024
Chair Pre-Review Submission Date Committee Submission Date Meeting Date Feedback Date* Ìý Thursday 04 January 2024 Thursday 25 January 2024 Tuesday 06 February 2024 Ìý Thursday 08 February 2024 Thursday 29 February 2024 Tuesday 12 March 2024 Ìý Thursday 14 March 2024 Thursday 04 April 2024 Monday 15 April 2024 Ìý Thursday 18 April 2024 Thursday 09 May 2024 Monday 20 May 2024 Ìý Thursday 16 May 2024 Thursday 06 June 2024 Tuesday 18 June 2024 Ìý Thursday 13 June 2024 Thursday 04 July 2024 Monday 15 July 2024 Ìý Thursday 11 July 2024 Thursday 01 August 2024 Monday 12 August 2024 Ìý Thursday 15 August 2024 Thursday 05 September 2024 Monday 16 September 2024 Wednesday 18 September 2024 Thursday 19 September 2024 Thursday 10 October 2024 Monday 21 October 2024 Wednesday 23 October 2024 Thursday 24 October 2024 Thursday 14 November 2024 Monday 25 November 2024 Wednesday 20 November 2024 Thursday 21 November 2024 Thursday 12 December 2024 Monday 23 December 2024 *Please note that the feedback date provided is for reference purposes only and is subject to change in the event of staff shortages or any other disruptions to office operations. We appreciate your understanding and flexibility in such situations.Ìý
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HMS Lower Risk HREC
Chairperson:Ìý
Submissions and enquiries to:Ìýhrec@adelaide.edu.au
Ìý
Ìý Ìý Ìý Ìý Ìý Ìý Ìý Ìý ÌýHMSÌýLower Risk Human Research Ethics Committee application dates 2024
Submission Date Meeting Date Feedback Date* Thursday 11 January 2024 Thursday 01 February 2024 Monday 12 February 2024 Thursday 22 February 2024 Thursday 14 March 2024 Monday 25 March 2024 Wednesday 27 March 2024 Thursday 18 April 2024 Tuesday 30 April 2024 Wednesday 24 April 2024 Thursday 16 May 2024 Monday 27 May 2024 Thursday 23 May 2024 Thursday 13 June 2024 Monday 24 June 2024 Thursday 27 June 2024 Thursday 18 July 2024 Monday 29 July 2024 Thursday 25 July 2024 Thursday 15 August 2024 Monday 26 August 2024 Thursday 29 August 2024 Thursday 19 September 2024 Monday 30 September 2024 Thursday 03 October 2024 Thursday 24 October 2024 Monday 4 November 2024 Thursday 07 November 2024 Thursday 28 November 2024 Monday 9 December 2024 Ìý
*Please note that the feedback date provided is for reference purposes only and is subject to change in the event of staff shortages or any other disruptions to office operations. We appreciate your understanding and flexibility in such situations.Ìý
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SET Lower Risk HREC
Chairperson:
Submissions and enquiries to: hrec@adelaide.edu.au
Ìý
Ìý Ìý Ìý Ìý Ìý Ìý Ìý Ìý ÌýSET Lower Risk Human Research Ethics Committee application dates 2024
Submission Date Meeting Date Feedback Date* Monday 15 January 2024 Monday 05 February 2024 Wednesday 14 February 2024 Monday 26 February 2024 Monday 18 March 2024 Wednesday 27 March 2024 Thursday 21 March 2024 Monday 15 April 2024 Wednesday 24 April 2024 Monday 29 April 2024 Monday 20 May 2024 Wednesday 29 May 2024 Friday 31 May 2024 Monday 24 June 2024 Wednesday 03 July 2024 Monday 08 July 2024 Monday 29 July 2024 Wednesday 07 August 2024 Monday 12 August 2024 Monday 02 September 2024 Wednesday 11 September 2024 Friday 20 September 2024 Monday 14 October 2024 Wednesday 23 October 2024 Monday 21 October 2024 Monday 11 November 2024 Wednesday 20 November 2024 Monday 25 November 2024 Monday 16 December 2024 Tuesday 24 December 2024 Ìý
*Please note that the feedback date provided is for reference purposes only and is subject to change in the event of staff shortages or any other disruptions to office operations. We appreciate your understanding and flexibility in such situations.Ìý
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School of Psychology Low Risk Subcommittee
Chairperson:
Submissions and enquiries to: paul.delfabbro@adelaide.edu.au
All participants involved in research should be provided with contacts details of a person to receive complaints ().
The preferred way for researchers to do this is through aÌýparticipant information sheet.
Participants, researchers or other concerned individuals may wish to raise concerns or complaints about:
- a ³ÉÈË´óƬ study
- their rights as a participant
- the conduct of a ³ÉÈË´óƬ researcher
- a decision of the ³ÉÈË´óƬ Human Research Ethics Committee.
Concerns or complaints raised will be treated in confidence and fully investigated in accordance with theÌý.
Individuals who raise a concern or complaint will be informed of the outcome.
Complaints contact
Human Research Ethics Secretariat
c/- Research Services
The ³ÉÈË´óƬ SA 5005
AUSTRALIA
E: hrec@adelaide.edu.au
P:Ìý+61 8 8313 6028
Contact us
Human Research Ethics team - Research Services
T: (08) 8313 6028 | E:Ìýhrec@adelaide.edu.au
Contact:
- Mel Kluge
Ìý