Register Non-compliances

The University maintains a register of legal non-compliance matters occurring within the University and Controlled Entities. This is one of the ways that the University demonstrates it is managing its legal obligations.

What is a non-compliance?

A non-compliance is an actual or potential breach of State or Federal Legislation. The breach may be inadvertent because of a change in law or activity.

How do I report a non-compliance matter?

Staff members who are aware of a legal compliance matter, or have a compliance concern that may impact the day-to-day work of their area, or on the University more broadly, should make a report below.

Please provide a brief summary of the action or activity that you have identified and the relevant legislation.

What happens once a legal non-compliance is reported?

After you have lodged a report, someone from the University Compliance Centre will follow up with you as soon as possible.

Reports of non-compliances are generally dealt with by local areas (Schools, Branches or Controlled Entities) with assistance from Legal & Risk Branch. Senior Managers are notified of all non-compliances reported so that they can appropriately address the issue.

Once registered, assigned University personnel are advised of the non-compliance in their area and a strategy for resolving the issue is developed.

Where can I find more information?

Details about the operation of the Register and the Legal Compliance Framework can be found in the Legal Compliance Handbook.

Alternatively, contact the Manager, Audit & Compliance.

Manager, Audit & Compliance
legalcompliance@adelaide.edu.au
08 8313 30482

Legal Compliance FAQs

Report a non-compliance

Report a non-compliance

Full name

Email address

Organisational area where compliance incident took place

Title of compliance incident

Summary of compliance incident

Status comments (what investigation steps were taken when and what are the next steps)

Internal outcomes/actions to avoid recurrence

Legislation and relevant section

Related legislation or instrument

External agencies involved

Date of occurrence

Date of occurrence: Date

Date of closure of incident (if applicable)

Date of closure of incident (if applicable): Date

Using the University Risk Matrix, assessed likelihood

Using the University Risk Matrix, assessed consequence

Please upload any necessary document (if applicable)

Maximum 5 files.
20 MB limit.
Allowed types: gif, jpg, jpeg, png, bmp, eps, tif, pict, psd, txt, rtf, html, odf, pdf, doc, docx, ppt, pptx, xls, xlsx, xml, avi, mov, mp3, mp4, ogg, wav, bz2, dmg, gz, jar, rar, sit, svg, tar, zip.

CAPTCHA

This question is for testing whether or not you are a human visitor and to prevent automated spam submissions.

���˴�Ƭ